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Sergei Anatolyevich KHVALEV
LEGAL QUALITY OF THE CONSTITUTIONS (STATUTES) OF THE SUBJECTS OF THE RUSSIAN FEDERATION
Major 12.00.02 – the constitutional right; municipal law
Tyumen – 2011
The work was carried out at department of constitutional and administrative law of the State Educational Institution of Higher Professional Education "Baikal State University of Economics and Law"
Scientific adviser: Doctor of Law (higher doctorate), Professor Dmitri Leonidovich Surkov
Official opponents: Doctor of Law (higher doctorate), Associate Professor
Nikolai Leonidovich Peshin
PhD in Law Elena Aleksandrovna Gein
External reviewer: Federal State Autonomous Educational Institution of Higher Professional Education "Siberian Federal University"
Thesis defense will be held on June 3, 2011, at 2:00 pm at the meeting of the Dissertation Council D 212.274.06 at the State Educational Institution of Higher Professional Education "Tyumen State University", located: Tyumen, 625003, Lenin str., 38, Conference Hall of the Academic Council, room 303.
The thesis can be found in the reading room of the library of the state educational institution of higher professional education "Tyumen State University".
The author's abstract was sent on April 22, 2011.
Scientific Secretary of the Dissertation Committee.
Doctor of Law (higher doctorate), V.D. Plesovskikh
GENERAL DESCRIPTION OF WORK
All this testifies to the need to conduct a comprehensive study of the legal quality of the constitutions (statutes) of the constituent entities of the Russian Federation and certain mechanisms for ensuring it.
- scientific and theoretical provisions that reveal the essence and specificity of the legal quality of normative legal acts;
- acts of the Constitutional Court of the Russian Federation expressing an official opinion on certain aspects of the legal quality of constitutions (statutes) of the constituent entities of the Russian Federation;
- constitutions (statutes) of the constituent entities of the Russian Federation as integral normative acts;
- federal normative acts and normative acts of the constituent entities of the Russian Federation regulating certain types of activities aimed at ensuring the legal quality of acts of constitutional (statutory) regulation of the constituent entities of the Russian Federation.
- definition of features of the functional purpose, subject and limits of legal regulation of constitutions (statutes) as conditions that determine the specific nature of the legal quality of the relevant acts;
- definition of the nature of the legal quality of the constitutions (statutes) of the constituent entities of the Russian Federation;
- determination of requirements, the implementation of which ensures the legal quality of acts of constitutional (statutory) regulation;
- identification of the role of expertise and monitoring in ensuring the legal quality of constitutions (statutes) of the constituent entities of the Russian Federation.
1. The peculiarity of the legal quality of constitutions (statutes) of the constituent entities of the Russian Federation is predetermined by the specificity of their functional purpose. The functions of the acts of constitutional (statutory) regulation that determine the specificity of their legal quality include: the function of the regulatory and legal complement of regulation established by federal laws; broadcasting function; function of determining the status of a constituent entity of the Russian Federation; regulatory function; legal and organizational function.
3. The presence of the legal characteristics of quality that the constitutions (statutes) of constituent entities of the Russian Federation have is achieved through the implementation of requirements of constitutionality and legality of their content, the legitimacy of their consideration and adoption, as well as the requirements of compliance with the rules of legal technique.
4. The content of the requirement of constitutionality of acts of constitutional (statutory) regulation of the constituent entities of the Russian Federation form the rule of need for literal and semantic conformity of the constitutions (statutes) to the Constitution of the Russian Federation, as well as the rule of necessity of establishing in the constitutions (statutes) provisions that individualize the status of the constituent entities of the Russian Federation, as defined by the federal Constitution.
5. The requirement of legitimacy of the contents of the constitutions (statutes) of the constituent entities of the Russian Federation form the rule of the need for literal and semantic conformity of acts of constitutional (statutory) regulation to the provisions of federal laws, as well as the rule of necessity for supplementing of the regulation with the constitutions (statutes) at the federal level in accordance with the direct instructions of federal laws.
7. The content of the requirements of legislative technique form the formalized rules for the presentation, structuring and registration of constitutions (statutes) of the constituent entities of the Russian Federation.
8. The legal quality of the constitutions (statutes) of the constituent entities of the Russian Federation is guaranteed by the consistent application of such legal means as legal monitoring and examination of the legal quality of the constitutions (statutes) and their projects.
9. In order to ensure the proper implementation of the requirements of the legitimacy of consideration and adoption, as well as legislative technique in relation to the constitutions (statutes) of the constituent entities of the Russian Federation, it is proposed to supplement the Federal Law 184-FZ, dated October 6, 1999, "On the General Principles of the Organization of Legislative (Representative) and Executive Bodies of State Power of the Constituent Entities of the Russian Federation"[1] (hereinafter - the Federal Law of October 6, 1999 No. 184-FZ) with a number of articles. The proposed amendments to the federal legislation are intended, first, to strengthen the clearer procedure for the introduction, discussion and approval of draft acts of constitutional (statutory) regulation, and second, to reflect the features of the presentation, structuring and formalization of constitutions (statutes) of the constituent entities of the Russian Federation as independent statutory acts occupying a special place in the legislative system of the Russian Federation.
- social relations included in the subject of joint jurisdiction of the Russian Federation and its constituent entities;
- social relations that constitute the subject of "exclusive" conduct of the constituent entities of the Russian Federation.
- requirement of constitutionality of acts of constitutional regulation. The implementation of this requirement ensures that constitutions (statutes) of constituent entities of the Russian Federation have such a characteristic of legal quality as compliance with the Constitution of the Russian Federation;
- requirement of legitimacy of the contents of constitutions (statutes). The implementation of this requirement ensures that the constitutions (statutes) of the constituent entities of the Russian Federation have such a characteristic of legal quality, as consistency with federal laws;
- requirement of legitimacy of consideration and adoption of constitutions (statutes) of the constituent entities of the Russian Federation. The fulfillment of this requirement ensures that the constitutions (statutes) have the following characteristics of legal quality: the presence of the will of the participants in the legislative process to establish the appropriate legal regulation;
- requirement of the legislative technique of constitutions (statutes). The realization of this requirement ensures that the constitutions (statutes) of constituent entities of the Russian Federation have such legal quality characteristics as their accessibility, ease of application, and the proper identification of acts of constitutional (statutory) regulation in the legislative system of the Russian Federation.
Chapter 2 "Requirements that ensure the legal quality of constitutions (statutes) of the constituent entities of the Russian Federation" consists of four paragraphs.
In the first paragraph "Demand for the constitutionality of acts of constitutional (statutory) regulation of the constituent entities of the Russian Federation", the specificity of the requirement of constitutionality of acts of constitutional (statutory) regulation is examined. It seems that the requirement of constitutionality is the most important, and within the "exclusive" jurisdiction of the constituent entities of the Russian Federation, the only requirement, the fulfillment of which ensures the legal quality of the contents of the constitutions (statutes) of the constituent entities of the Russian Federation.The proper provision of such a characteristic of the legal quality of the constitutions (statutes) of the constituent entities of the Russian Federation as their compliance with the Constitution of the Russian Federation is possible only on condition that the content of concepts and terms fixed in the federal Constitution is clarified, as well as formulated by the Constitutional Court of the Russian Federation, clarification of the Constitution regulations by systemic interpretation of constitutional provisions, clarification of meaning of the constitutional (statutory) provisions taking into account the understanding laid down in them by other provisions of the same constitutions (statutes), as well as the content of the legislation of the constituent entity of the Russian Federation.
However, the requirement in question differs from the requirement of the legitimacy of the content of constitutions (statutes), which is manifested in the following: the legitimacy of the consideration and adoption of such acts is not directed at establishing any regulatory prescriptions but on the dynamics of the process of their creation; the implementation of this requirement, unlike the requirement of legitimacy of their content, is aimed not so much at ensuring consistency of constitutions (statutes) as on ensuring proper formation and coordination of the will of participants in the legislative process to adopt an act of constitutional (statutory) regulation.
The content of the requirement of the legitimacy of consideration and adoption of constitutions (statutes) of the constituent entities of the Russian Federation form the rules for the need to comply with the procedures for the introduction, discussion and approval of draft acts of constitutional (statutory) regulation of the constituent entities of the Russian Federation.
In this section of the thesis research, the proposals are made to supplement the Federal Law No. 184-FZ of October, 6th, 1999, with a number of articles specifying the specifics of the implementation of the right of a constitutional (statutory) legislative initiative, the procedure for discussion and approval of acts of constitutional (statutory) regulation, their promulgation and entry into force by regional parliaments.
In the fourth paragraph, "The Requirement of Legislative Techniques for Constitutions (Statutes) of Constituent Entities of the Russian Federation", the features of the legislatively established rules for the presentation, structuring and drafting of constitutions (statutes) of the constituent entities of the Russian Federation, the implementation of which is prerequisite for the legal quality of the relevant acts.
Legal monitoring of constitutional (statutory) regulation is a research process. In this regard, we can distinguish the following stages of legal monitoring. First, the preparatory stage. The main tasks of this stage are to track the federal legislative process for changing the constitutional (statutory) normative powers of the constituent entities of the Russian Federation, as well as to collect and demand the necessary information from the entities of compliance, implementation and application of the constitutions (statutes) of constituent entities of the Russian Federation. Second, the stage of generalization and structuring of the accumulated and received information. The process of generalization consists in revealing from the whole array of accumulated and obtained information exactly the one that meets the objectives of monitoring research. The structuring of information is expressed in the grouping of generalized information on the tasks of the study. Third, the stage of studying of generalized and structured information, characterized by a superficial analysis of the available information to identify potential inconsistencies in the constitutions (statutes) to the federal legislation, as well as studying the practice of implementing regulations in order to identify other negative legal phenomena in the constitutional (statutory) regulation. Fourth, the stage of forming conclusions and recommendations. The conclusions of the legal monitoring contain assumptions about the presence (absence) of negative legal phenomena related to the acts of constitutional (statutory) regulation of the constituent entities of the Russian Federation. At the same time, the recommendations are expressed as proposal to review the constitution (statute) of a constituent entity of the Russian Federation with a view to improving their legal quality, or as proposal to the regional parliament to amend the constitution (statute) aimed at improving the legal quality.